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About Broadridge

Regulatory Communications

Simplify regulatory communications and improve the customer experience

Get the right regulatory communications to customers using our omni-channel regulatory communications solutions. Our data-driven solution simplifies compliance, reduces costs and improves the customer experience.

Better results with efficient regulatory compliance

Broadridge's Regulatory Solutions is a complete platform for creating and distributing regulatory communications across multiple channels, including print, e-delivery, online and mobile.

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Regulatory Document Library
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Automated Workflows
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Proprietary EDGAR Sourcing
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Compliance Management
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Digital Experiences

Quickly Adapt to a Changing Regulatory Environment

Regulatory Print Mailings

Combine cost efficiency and control
  • Enterprise Data Management standardizes multiple data feeds, applying suppression, householding and abiding by custom client business rules
  • Portfolio-Specific Printing helps you avoid over delivery and reduce costs by digitally printing personalized content relevant to individual holdings
  • Shareholder Mail can cut up to 100% on print costs, improve cash flow and eliminate chargeback hassles
  • Offset Print Management integrates offset print with a fully managed process that combines cost efficiency and quality control

Digital Experiences

Optimize web display and e-delivery
  • Prospectus Express® provides embedded links to the most accurate and
    up-to-date documents on EDGAR
  • Consent Express is our patented consent management process that meets industry regulations and ESIGN requirements
  • Consent Accelerator increases e-delivery rates by 10%-20% or more leveraging consents already collected in Broadridge's database
  • Variable Products Express links annuity product contracts to all fund subaccounts, creating a better web experience

Regulatory Notices

Expand distribution capabilities
  • Statement Composition generates branded statements and delivers them in a timely fashion across multiple reporting platforms
  • Statement Production offers an extensive print operation accustomed to the time-critical production of documents to help meet industry regulations
  • Print and Mail Distribution is state-of-the-art processing equipment used to apply postage, reducing damages and distortion
  • Our PostEdge™ solution puts electronic correspondence in your clients' reach quickly, efficiently and securely


How We Can Help

Distribute communications with dependability

Of North American mailboxes reached by Broadridge communications.
Documents delivered for clients annually.
The number of new CUSIP filings on EDGAR on an average day.

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