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About Broadridge

Beneficial Proxy Services

Seamlessly connect with street holders for all your regulatory communications

When brokers work with Broadridge you benefit from a provider who plans, executes and delivers your proxy and shareholder communications with modern and proven processing solutions. Using our centralized solution you work with a single entity across all your street positions, simplifying the process.

A centralized solution supports a successful annual meeting and vote outcome

Our innovative tools and technology simplify proxy processing for the industry and drive down your costs.

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ISO27001 Certified
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Real-Time Voting
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Regulatory Risk

Non-Objecting Beneficial Owners (NOBO) List Requests

A NOBO list contains beneficial shareholder name, mailing address and share amounts. A company can request a NOBO list from Broadridge, and we will obtain a consolidated list from our bank and broker clients for a given record date. Broadridge will provide this list to you on a CDROM.

Please note: The record date must be two or more business days from the request date and will take five days from the record date to process. E-mail addresses and telephone numbers are not included on the NOBO list.

Non Objecting Beneficial Owner (NOBO) Request Form

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How We Can Help

Backed by deep, proven expertise

Investment in technological advances.
Banks and brokers rely on us for proxy processing.
External auditor confidence level in the accuracy of ballots with greater than 50K shares.

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