Talk to our Tailored Shareholder Reports experts.

The SEC ruling on Tailored Shareholder Reports adds complexity far greater than a simple redesign. Without an efficient plan, the increased volume and tight deadlines can impact operations and overload resources.

Broadridge can help. We’ve captured the requirements, identified best practices and automated workflows so you can satisfy compliance with a better shareholder experience.

Our modular solutions drive accurate, efficient shareholder engagement.

1. Composition and tagging
Take a more automated approach to report creation and iXBRL tagging.

2. Inline print-on-demand and physical distribution
Commingle statements for an entire portfolio in a single envelope to improve the shareholder experience.

3. Digital distribution
Enhance your emails with personalized data, shareholder education and targeted messaging.

4. Hosting
Comply with SEC requirements for linking, storage and hosting of all documents related to fund and share class.

5. Filing
Streamline the electronic filing of Tailored Shareholder Reports and Form N-CSR.

Streamline operations even further with a fully integrated approach to Tailored Shareholder Reports. A single point of contact and connected workstreams automate handoffs and simplify tracking.

Deadlines are coming. Talk to an expert today.

Don’t underestimate what’s involved

Strict rules around document design are only the start. New Tailored Shareholder Reports requirements apply to Form N-1A registrants and have provisions for content, distribution, filing and website availability. Firms will need to incorporate specific steps at multiple points in the process. 

Find out how you can minimize the operational impact.

Break down the essential elements for compliance

Start with the facts. New summary disclosures are designed to help retail investors monitor their fund investments with greater ease and transparency. Learn about the essential elements of every Tailored Shareholder Report.

Download our Snapshot Guide to Tailored Shareholder Reports

ADA Compliance

• The Broadridge TSR solution has adopted the Web Content Accessibility Guidelines (WCAG) 2.1 Level AA for the websites and PDFs to substantially conform to that standard.
• The Broadridge TSR websites and PDFs utilizes the Web Content Accessibility Guidelines (WCAG) 2.1 Level AA as our de facto accessibility standard.